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MAM-3.3.1

Without prejudice to the provisions of rule MAM-3.1.2 (e), no person shall:

(a) By making or publishing, by any means, any statement, promise or forecast that he knows or ought reasonably to have known to be misleading, false or deceptive;
(b) By any dishonest concealment of material facts;
(c) By the reckless making or publishing of any statement, promise or forecast that is misleading, false or deceptive; or
(d) By recording or storing in, or by means of, any mechanical, electronic or other device information that he knows to be false or misleading in a material particular;

induce or attempt to induce another person to deal in securities.

November 2010