(a) Overarching principles;

(b) Client classification;

(c) Marketing and promotion;

(d) Accepting clients;

(e) Suitability;

(f) Disclosure of information;

(g) Dealing and managing;

(h) Reporting to clients;

(i) Complaints;

(j) Conflicts of interest;

(k) Confidentiality; and

(l) An appendix, covering various specific matters to be addressed in promotional material, transaction confirmations and the like.