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CSD-3.10.2

Every licensed central depository shall maintain the following records and documents, mainly:

(a) Records of securities dematerialised and re-materialised;
(b) The names of the transferor, transferee, and the dates of transfer of securities;
(c) A register and an index of beneficial owners;
(d) Records of instructions received from and sent to depository participants, issuers, issuers' agents and beneficial owners; and
(e) Records of approval, notice, entry and cancellation of pledge or charge, as the case may be.
Amended: April 2016