CSD-3.10.2

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Past version: Effective from 01 May 2009 to 31 Mar 2016
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Every central depository shall maintain the following records and documents, mainly:

(a) Records of securities dematerialized and re-materialized;

(b) The names of the transferor, transferee, and the dates of transfer of securities;

(c) A register and an index of beneficial owners;

(d) Records of instructions received from and sent to depository participants, issuers, issuers' agents and beneficial owners; and

(e) Records of approval, notice, entry and cancellation of pledge or charge, as the case may be.