Versions

 

C4-3.3.19

Category 4 investment firms must ensure that a system is implemented to perform reconciliations of both client bank accounts and eligible third-party accounts in which client money is held. These reconciliations must be carried out on a regular basis, sufficient to ensure the accuracy of its records (but at a minimum, on a monthly basis as at the last business day of each calendar month).

Added: January 2022