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C4-1.2.30

Category 4 investment firms seeking to obtain the CBB’s permission to transfer business must provide the following information in their request:

(a) Full details of the business to be transferred;
(b) The rationale for the proposed transfer;
(d) If applicable, an assessment of the impact of the transfer on the transferor’s remaining business and customers, and any mitigating factors or measures; and
(e) Evidence that the proposed transfer has been duly authorised by the transferor (such as a certified copy of a Board resolution approving the transfer).
Added: January 2022