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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
        • AU Authorisation
          • AU-A Introduction
          • AU-B Scope of Application
          • AU-1 Authorisation Requirements
          • AU-2 Licensing Conditions
          • AU-3 Approved Persons Conditions
          • AU-4 [This Chapter deleted 07/2007]
          • AU-5 Information Requirements and Processes
            • AU-5.1 Licensing
              • Application Form and Documents
                • AU-5.1.1
                • AU-5.1.2
                • AU-5.1.3
                • AU-5.1.4
                • AU-5.1.5
                • AU-5.1.5A
                • AU-5.1.6
                • AU-5.1.7
                • AU-5.1.7A
                • AU-5.1.8
                • AU-5.1.9
                • AU-5.1.10
                • AU-5.1.11
              • Licensing Process and Timelines
              • Granting or Refusal of License
              • Starting Operations
            • AU-5.2 Approved Persons
            • AU-5.3 [This Section deleted 07/2007]
            • AU-5.4 Amendment of Authorisation
            • AU-5.5 Cancellation of Authorisation
            • AU-5.6 Publication of the Decision to Grant, Cancel or Amend a License
          • AU-6 License Fees
          • Appendix AU-1: Requirements for Regulated Investment Services Involving Crypto Assets
        • PB Principles of Business
        • HC High-Level Controls
        • AA Auditors and Accounting Standards
        • GR General Requirements
      • Business Standards
      • Reporting Requirements
      • Enforcement & Redress
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. High Level Standards
  4. AU Authorisation
  5. AU-5 Information Requirements and Processes
  6. AU-5.1 Licensing
  7. Application Form and Documents
  8. AU-5.1.1
  Versions

 
  • Jun 30 2007
  • Jul 01 2007 - Mar 31 2018
  • Apr 01 2018 - Jun 30 2019
  • Jul 01 2019
‹ Application Form and Documents AU-5.1.2 ›

AU-5.1.1

Applicants for a license must fill in the Application Form 1 (Application for a License) online, available on the CBB website under E-services/online Forms. The applicant must upload scanned copies of supporting documents listed in Paragraph AU-5.1.5, unless otherwise directed by the CBB.

Amended: July 2019
Amended: April 2018
Amended: July 2007
‹ Application Form and Documents AU-5.1.2 ›

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