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AML-6.1.3

When required to deliver the original copy of a record concerning any transaction, or a document pertaining thereto before the expiry of the prescribed period, the Capital Market Licensees shall observe the following:

(a) They shall maintain a complete copy of the delivered record or documents until the end of the period prescribed for maintaining the original records or documents.
(b) They shall maintain a record of the delivered documents.
Amended: January 2022
Added: October 2010