(a) Their responsibilities under the AML Law, this Module, and any other relevant AML/CFT laws and regulations;
(b) The identity and responsibilities of the MLRO and his deputy;
(c) The potential consequences, both individual and corporate, of any breach of the AML Law, this Module and any other relevant AML/CFT laws or regulations;
Capital Market Service Provider's current AML/CFT policies and procedures;
Money Laundering and terrorist financing typologies and trends;
(f) The type of customer activity or transaction that may justify an internal report in accordance with section AML-4.1;
Capital Market Service Provider's procedures for making an internal report as per section AML-4.1; and
(h) Customer due diligence measures with respect to establishing business relations with customers.