AML-3.3.2C

Capital Market Licensees must ensure that the personnel conducting the review are qualified, skilled and have adequate experience to conduct such a review. At least two persons working on the report (one of whom should be the team leader) must have:

(a) A minimum of 5 years professional experience dealing with AML/CFT issues; and
(b) Formal AML/CFT training.
Amended: January 2022
Added: January 2020