AML-10.1.2

Module MIE provides further information on the CBB's general approach to enforcement and the criteria taken into account prior to imposing such fines (see section MIE-3.1). Other enforcement measures may also be applied by the CBB in response to a failure by a Capital Market Licensees to comply with this Module; these other measures are also set out in Module MIE.

Amended: January 2022
Added: October 2010