Versions

 

AA-A.2.4

This Module supersedes the following provisions contained in circulars or other regulatory instruments:

Circular / other reference Provision Subject
Standard Conditions and Licensing Criteria: investment advisers/brokers. Article 7 Auditors
Standard Conditions and Licensing Criteria: broking company Article 6 Auditors
Standard Conditions and Licensing Criteria: stockbrokerage Article 6 Auditors