AA-A.2.3
This Module supersedes the following provisions contained in circulars or other regulatory instruments:
Circular / other reference | Provision | Subject |
Standard Conditions and Licensing Criteria: investment advisers/brokers. | Article 7 | Auditors |
Standard Conditions and Licensing Criteria: broking company | Article 6 | Auditors |
Standard Conditions and Licensing Criteria: stockbrokerage | Article 6 | Auditors |