CRA-12.2.4
Past version: Effective from 01 Apr 2019 to 31 Mar 2023
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The conflicts of interest policy established in accordance with Paragraph CRA-12.2.4 of these Rules must, as a minimum, include the following:
(a) The identification of, with reference to the specific services and activities carried out by or on behalf of the licensee , the circumstances which constitute or may give rise to a conflict of interest entailing a risk of damage to the interests of one or more clients;
(b) Procedures to be followed and measures to be adopted in order to manage such conflicts and to prevent such conflicts from damaging the interests of clients.
Added: April 2019