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OFS-5.8.2

The offering documents for warrants must contain, at the minimum, the following information:

(a) Terms and structure of the issue;
(b) Financial information on the issuer and its guarantor (if any);
(c) Financial information on the entity whose securities are the subject of the issue of warrants;
(d) Whether the issuer has authority to issue further warrants; and
(e) If the warrants are not fully covered by the underlying securities held by a trustee, a declaration that the issuer has appropriate risk management capabilities to manage the warrants issue.
January 2014