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OFS-5.1.5

It is the responsibility of each issuer and lead manager to determine the material information:

(a) According to the particular nature of its own affairs and the nature and type of securities for which an offering or listing is sought;
(b) Necessary to enable a person who invests or seeks to invest in securities to make an informed assessment of the activities, assets, liabilities, financial position, management and prospects of the issuer, and of its profits and losses and the rights attached to such securities; and
(c) The implicit risk associated with such investment.
January 2014