AML-4.1.2

Past version: Effective from 01 Oct 2010 to 30 Sep 2021
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Where Capital Market Service Providers' internal processes provide for staff to consult with their line managers before sending a report to the MLRO, such processes must not be used to prevent reports reaching the MLRO, where staff have stated that they have knowledge or suspicion that a transaction may involve Money Laundering or terrorist financing.

October 2010