AML-3.1.6

Past version: Effective from 01 Oct 2010 to 30 Sep 2021
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Capital Market Service Providers should note that although the MLRO may delegate some of his functions, either to other employees of the Capital Market Service Provider or even (in the case of larger groups) to individuals performing similar functions for other group entities, the responsibility for compliance with the requirements of this Module remains with the Capital Market Service Provider and the designated MLRO. The deputy MLRO should be able to support the MLRO discharge his responsibilities and to deputise for him in his absence.

October 2010