AML-2.2.10
Past version: Effective from 01 Oct 2017 to 30 Sep 2021
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(a) Scrutinize transactions undertaken throughout the course of that relationship to ensure that transactions being conducted are consistent with the capital market service provider's knowledge of the customer, their business risk and risk profile; and
(b) Ensure that they receive and maintain up-to-date and relevant copies of the identification documents specified in Chapter AML-1, by undertaking reviews of existing records, particularly for higher risk categories of customers. Capital Market Service Providers must require all customers to provide up-to-date identification documents in their standard terms and conditions of business.
Amended: October 2017
October 2010
October 2010