AML-2.2.1

Past version: Effective from 01 Jan 2020 to 30 Sep 2021
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Capital Market Service Providers must develop risk-based monitoring systems appropriate to the complexity of their business, their number of clients and types of transactions. These systems must be configured to identify significant or abnormal transactions or patterns of activity. Such systems must include limits on the number, types or size of transactions undertaken outside expected norms; and must include limits for cash and non-cash transactions including transactions in accepted crypto-assets.

Amended: January 2020
Added: October 2010