AML-2.1.1

Past version: Effective from 01 Jul 2016 to 30 Sep 2021
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Capital Market Service Providers must implement programmes against money laundering and terrorist financing which establish and maintain appropriate systems and controls for compliance with the requirements of this Module and which limit their vulnerability to financial crime. These systems and controls must be documented and approved, and reviewed annually by the Board of the Capital Market Service Provider. The documentation, and the Board's review and approval, must be made available upon request to the CBB.

Amended: July 2016
October 2010