AML-1.5.1

Past version: Effective from 01 Jul 2016 to 30 Sep 2021
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Capital Market Service Providers must have appropriate risk management systems to determine whether a customer or beneficial owner is a Politically Exposed Person ('PEP'), both at the time of establishing business relations and thereafter on a periodic basis. Capital Market Service Providers must utilise publicly available databases and information to establish whether a customer is a PEP.

Amended: July 2016
October 2010