Custom print

AML-1.2.1

Past version: Effective from 01 Oct 2010 to 31 Dec 2019
To view other versions open the versions tab on the right

If the customer is a natural Person, Capital Market Service Providers must obtain and record the following information (in hard copy or electronic form) before providing capital market services, as described in paragraph AML-1.1.2:

(a) Full legal name and any other names used;
(b) Full permanent address (i.e. the residential address of the customer; a post office box is insufficient);
(c) Date and place of birth;
(d) Nationality;
(e) Passport number (if the customer is a passport holder);
(f) CPR or Iqama number (for residents of Bahrain or GCC states);
(g) Telephone/fax number and email address (where applicable);
(h) Occupation or public position held (where applicable);
(i) Employer's name and address (if self-employed, the nature of the self-employment);
(j) Type of account, and nature and volume of anticipated business dealings with the Capital Market Service Provider;
(k) Signature of the customer(s);
(l) Source of funds; and
(m) Source of Securities.
October 2010