AML-1.1.11

Past version: Effective from 01 Oct 2010 to 30 Sep 2021
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Where a Capital Market Service Provider is unable to comply with the requirements specified in Chapter AML-1, it must consider whether to terminate the relationship or not proceed with the transaction. If it proceeds with the transaction (to avoid tipping off the customer), it should additionally consider whether it should file a Suspicious Transaction Report.

October 2010