MIR-4.7.20

Past version: Effective from 15 Dec 2009 to 31 Mar 2013
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In respect of reconciliation, the member must ensure that unresolved differences, shortfalls and excess balances are investigated and, where applicable, corrective action is taken as soon as is practicable. In such cases, the member must confirm such corrective action to the related clients and other counterparty's broker-dealers (if required).

Adopted January 2010