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MIR-4.7.2

The client assets are held or controlled by a member on behalf of a client if they are:

(a) Directly held by the member;
(b) Held in an account in the name of the member;
(c) Held by a person, or in an account in the name of a person, controlled by the member; or
(d) Held in an account with another person, controlled by the member.
Adopted January 2010