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MIR-3.1.2

Past version: Effective from 15 Dec 2009 to 31 Mar 2013
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Controlled functions include:

(a) Director;
(b) Chief Executive or General Manager;
(c) Registered representative;
(d) Head of function;
(e) Compliance Officer;
(f) Money Laundering Reporting Officer;
(g) Market analyst.

The CBB's prior approval is required for the abovementioned persons wishing to undertake any of the controlled functions.

Adopted January 2010