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MIR-3.1.2

Controlled functions are those functions occupied by board members and persons in executive positions and include:

(a) Board member;
(b) Chief Executive or General Manager;
(c) Registered representative;
(d) Head of function;
(e) Compliance Officer; and
(f) Money Laundering Reporting Officer (MLRO).
Amended: July 2016
Amended: April 2016
Amended: April 2013
Adopted January 2010