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MIR-A.4.1

A clear division of responsibilities between CBB as the regulator, the SRO's and their members is required:

(a) To maximise the regulatory effectiveness;
(b) To permit flexibility to the SRO's in their functioning;
(c) To achieve greater efficiency and transparency in the enforcement of the laws, rules and regulations;
(d) To minimise the regulatory cost; and
(e) To enforce the requirements related to the market conduct and good practices.
Adopted January 2010