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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
      • Market Standards
        • OFS — Offering of Securities
        • TMA — Take-overs, Mergers and Acquisitions
        • MAM — Prohibition of Market Abuse and Manipulation
        • MIE — Market Surveillance, Investigation & Enforcement
          • MIE-A Introduction
          • MIE-B Scope of Application
          • MIE-1 Market Surveillance
            • MIE-1.1 Market Surveillance
            • MIE-1.2 Information Gathering
            • MIE-1.3 Information from Self-Regulatory Organizations (SROs)
            • MIE-1.4 Information from Members of SROs and Other Capital Market Service Providers
            • MIE-1.5 Information from Listed Companies and Issuers of Securities
            • MIE-1.6 Referrals from Other Domestic Authorities
            • MIE-1.7 Referrals from Overseas Authorities
            • MIE-1.8 Complaints from the Public and Information from Other Sources
            • MIE-1.9 Reports from Experts
            • MIE-1.10 Detection of Potential Cases of Contraventions
            • MIE-1.11 Determination of Preliminary Investigation
            • MIE-1.12 Preliminary Investigation
              • Information from Third Parties During Preliminary Investigation
              • Access to Premises, Information and Documents
                • MIE-1.12.4
                • MIE-1.12.5
                • MIE-1.12.6
                • MIE-1.12.7
                • MIE-1.12.8
                • MIE-1.12.9
                • MIE-1.12.10
                • MIE-1.12.11
                • MIE-1.12.12
            • MIE-1.13 Preventive Surveillance Actions
          • MIE-2 Formal Investigation
          • MIE-3 Enforcement
          • MIE-4: Financial Penalties
          • Appendices
        • AML — Anti-Money Laundering & Combating Financial Crime
        • TC — Training and Competency
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Market Standards
  4. MIE — Market Surveillance, Investigation & Enforcement
  5. MIE-1 Market Surveillance
  6. MIE-1.12 Preliminary Investigation
  7. Access to Premises, Information and Documents
  8. MIE-1.12.4
  Versions

 
  • Nov 11 2010 - Jun 30 2021
  • Jul 01 2021
‹ Access to Premises, Information and Documents MIE-1.12.5 ›

MIE-1.12.4

As per Articles 114 and 124 of the CBB Law, the CMSD, or any other CBB staff who are authorised to undertake a preliminary investigation referred to in section MIE-1.11, may enter and inspect the premises, offices, or locations of any capital market service provider to obtain any information or necessary documents or data.

Amended: July 2021
‹ Access to Premises, Information and Documents MIE-1.12.5 ›

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