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MIE-A.1.2

The CBB's key enforcement-related aims are to protect investors and maintain market integrity and confidence. The CBB's regulatory framework needs to address stray cases of non-compliance to ensure that such contraventions of relevant laws, rules and regulations:

•  do not cause potential loss to the investing public;
•  do not disrupt the financial sector in general and the capital market in particular;
•  do not adversely impact the Kingdom's credibility as an international financial centre;
•  do not encourage non-compliance or contravention of rules; and
•  do not unfairly disadvantage the market participants who comply with all laws, rules and regulations.