MAE-A.2.2
Past version: Effective from 01 Oct 2019 to 30 Sep 2020
To view other versions open the versions tab on the right
A list of recent changes made to this Module is provided below:
| Module Ref. | Change Date | Description of Changes |
| MAE-1.1.4 to MAE-1.1.6 | 04/2013 | References added to requirements under Resolution No.(16) for the year 2012. |
| MAE-1.2.4 | 04/2013 | Updated name change to Form 3. |
| MAE-1.9.1 and MAE-1.9.1A | 04/2013 | Provided details of annual fee due to the CBB. |
| MAE-2.4.3 and MAE-2.4.4 | 04/2013 | Added reference to report institutional information (IIS) to the CBB. |
| MAE-5.3.12 | 04/2013 | Added reference to Form 3: Application for Approved Person Status |
| MAE-5.3 | 04/2013 | Expanded the scope of this Section to include all approved persons occupying controlled functions and the various related Rules and Guidance. |
| MAE-1.9 | 04/2014 | Clarified Rules and guidance on annual license fees. |
| Module MAE | 04/2016 | Various minor corrections to clarify language and link defined terms to glossary. |
| MAE-A.1.7 | 04/2016 | Legal basis updated to reflect Resolution No (23) of 2015. |
| MAE-2.1.1 and MAE-2.1.1A | 04/2016 | Added requirements dealing with shareholders' meetings. |
| MAE-5.3 | 04/2016 | Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons. |
| MAE-5.3.2A | 04/2016 | New Paragraph added to ensure segregation of responsibilities in licensees' staffing arrangements. |
| MAE-B.2 | 07/2016 | Section deleted and moved to Glossary. |
| MAE-1.8.4 | 07/2016 | Corrected cross reference. |
| MAE-1.8.6, MAE-4.3.3, MAE-5.4.5, MAE-5.4.7, MAE-6.1.4, MAE-6.1.8, | 07/2016 | Changed from Rule to Guidance. |
| MAE-1.9.1 | 07/2016 | Deleted legal reference as already included under MAE-A.1.8 |
| MAE-2.1.1 | 07/2016 | Corrected wording of Subparagraphs. |
| MAE-2.3.10 | 07/2016 | Added due date for publication requirement. |
| MAE-2.3.11 | 07/2016 | Clarified accounting standards to be used. |
| MAE-1.10.2 | 07/2017 | Added Paragraph to clarify the cost of publication. |
| MAE-1.10.3 | 07/2017 | Added Paragraph on means of publication. |
| MAE-A.1.4A | 10/2017 | Added a new Paragraph on Crowd funding platform operators. |
| MAE-A.4.3 | 10/2017 | Amended Paragraph to include crowdfunding platform operator. |
| MAE-B.1.3 | 10/2017 | Added a new Paragraph. |
| MAE-2-11 | 10/2017 | Added a new Section to Introduce new rules for licensed equity crowdfunding platform operators. |
| MAE-2-12 | 10/2017 | Added a new Section on new rules for licensed equity crowdfunding platform operators. |
| MAE-5.3.7B | 04/2018 | Amended Paragraph. |
| MAE-2.11.17 | 10/2018 | Amended Paragraph to further clarify the scope of exemption. |
| MAE-A.3.9 | 01/2019 | Added a new Paragraph on market making. |
| MAE-2.11.19 | 01/2019 | Deleted Paragraph. |
| MAE-2.11.29A | 01/2019 | Added a new Paragraph on Cooling-off Period for the Crowd Funding. |
| MAE-2.12.3 | 01/2019 | Amended Paragraph. |
| MAE-4.6 | 01/2019 | Added a new Section on registration of market makers. |
| MAE-1.10.1 | 10/2019 | Amended Paragraph and changed from Rule to Guidance. |