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MAE-A.2.2

Past version: Effective from 01 Jul 2017 to 30 Sep 2017
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
MAE-1.1.4 to MAE-1.1.6 04/2013 References added to requirements under Resolution No.(16) for the year 2012.
MAE-1.2.4 04/2013 Updated name change to Form 3.
MAE-1.9.1 and MAE-1.9.1A 04/2013 Provided details of annual fee due to the CBB.
MAE-2.4.3 and MAE-2.4.4 04/2013 Added reference to report institutional information (IIS) to the CBB.
MAE-5.3.12 04/2013 Added reference to Form 3: Application for Approved Person Status
MAE-5.3 04/2013 Expanded the scope of this Section to include all approved persons occupying controlled functions and the various related Rules and Guidance.
MAE-1.9 04/2014 Clarified Rules and guidance on annual license fees.
Module MAE 04/2016 Various minor corrections to clarify language and link defined terms to glossary.
MAE-A.1.7 04/2016 Legal basis updated to reflect Resolution No (23) of 2015.
MAE-2.1.1 and MAE-2.1.1A 04/2016 Added requirements dealing with shareholders' meetings.
MAE-5.3 04/2016 Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons.
MAE-5.3.2A 04/2016 New Paragraph added to ensure segregation of responsibilities in licensees' staffing arrangements.
MAE-B.2 07/2016 Section deleted and moved to Glossary.
MAE-1.8.4 07/2016 Corrected cross reference.
MAE-1.8.6, MAE-4.3.3, MAE-5.4.5, MAE-5.4.7, MAE-6.1.4, MAE-6.1.8, 07/2016 Changed from Rule to Guidance.
MAE-1.9.1 07/2016 Deleted legal reference as already included under MAE-A.1.8
MAE-2.1.1 07/2016 Corrected wording of Subparagraphs.
MAE-2.3.10 07/2016 Added due date for publication requirement.
MAE-2.3.11 07/2016 Clarified accounting standards to be used.
MAE-1.10.2 07/2017 Added Paragraph to clarify the cost of publication.
MAE-1.10.3 07/2017 Added Paragraph on means of publication.