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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
    • Common Modules (Applicable to all Specialised Licensees)
    • Specific Modules (By Type of Licensee)
      • Type 1: Money Changers Licensees
      • Type 2: Representative Office Licensees
      • Type 3: Financing Companies
      • Type 4: Administrators
      • Type 5: Trust Service Providers
      • Type 6: Microfinance Institutions
      • Type 7: Ancillary Service Providers
        • Part A
          • High Level Standards
            • AU Ancillary Service Providers Authorisation Module
              • AU-A Introduction
              • AU-B Scope of Application
              • AU-1 Authorisation Requirements
              • AU-2 Licensing Conditions
              • AU-3 Approved Persons
              • AU-4 Information Requirements and Processes
                • AU-4.1 Licensing
                • AU-4.2 Variations to a License
                • AU-4.3 [This section was moved to AU-3.2 in October 2017]
                  • AU-4.3.1
                  • AU-4.3.2
                  • AU-4.3.3
                  • AU-4.3.4
                  • AU-4.3.5
                  • [This heading was moved to AU-3.2 in October 2017]
                  • [This heading was moved to AU-3.2 in October 2017]
                  • [This heading was moved to AU-3.2 in October 2017]
                    • AU-4.3.11
                    • AU-4.3.12
                    • AU-4.3.13
                  • [This heading was moved to AU-3.2 in October 2017]
                • AU-4.4 Cancellation of Authorisation
                • AU-4.5 Publication of the Decision to Grant, Cancel or Amend a License
                • AU-4.6 Additional Requirements for Licensing of Crowdfunding Platform Operator
                • AU-4.7 Additional Requirements for Payment Service Providers, PISPs and AISPs
              • AU-5 License Fees
            • HC High-Level Controls
            • GR Ancillary Service Providers General Requirements Module
          • Business Standards
          • Reporting Requirements
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 5—Specialised Licensees
  2. Specific Modules (By Type of Licensee)
  3. Type 7: Ancillary Service Providers
  4. Part A
  5. High Level Standards
  6. AU Ancillary Service Providers Authorisation Module
  7. AU-4 Information Requirements and Processes
  8. AU-4.3 [This section was moved to AU-3.2 in October 2017]
  9. [This heading was moved to AU-3.2 in October 2017]
  10. AU-4.3.13
  Versions

 
  • Apr 01 2016 - Sep 30 2017
  • Oct 01 2017
‹ AU-4.3.12 [This heading was moved to AU-3.2 in October 2017] ›

AU-4.3.13

Past version: Effective from 01 Apr 2016 to 30 Sep 2017
To view other versions open the versions tab on the right

Licensees must immediately notify the CBB when they become aware of any of the events listed in Paragraph EN-8.2.3, affecting one of their approved persons.

April 2016
‹ AU-4.3.12 [This heading was moved to AU-3.2 in October 2017] ›

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