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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
    • Common Modules (Applicable to all Specialised Licensees)
    • Specific Modules (By Type of Licensee)
      • Type 1: Money Changers Licensees
      • Type 2: Representative Office Licensees
      • Type 3: Financing Companies
      • Type 4: Administrators
      • Type 5: Trust Service Providers
      • Type 6: Microfinance Institutions
      • Type 7: Ancillary Service Providers
        • Part A
          • High Level Standards
            • AU Ancillary Service Providers Authorisation Module
              • AU-A Introduction
              • AU-B Scope of Application
              • AU-1 Authorisation Requirements
              • AU-2 Licensing Conditions
              • AU-3 Approved Persons
              • AU-4 Information Requirements and Processes
                • AU-4.1 Licensing
                • AU-4.2 Variations to a License
                • AU-4.3 [This section was moved to AU-3.2 in October 2017]
                  • AU-4.3.1
                  • AU-4.3.2
                  • AU-4.3.3
                  • AU-4.3.4
                  • AU-4.3.5
                  • [This heading was moved to AU-3.2 in October 2017]
                  • [This heading was moved to AU-3.2 in October 2017]
                  • [This heading was moved to AU-3.2 in October 2017]
                  • [This heading was moved to AU-3.2 in October 2017]
                • AU-4.4 Cancellation of Authorisation
                • AU-4.5 Publication of the Decision to Grant, Cancel or Amend a License
                • AU-4.6 Additional Requirements for Licensing of Crowdfunding Platform Operator
                • AU-4.7 Additional Requirements for Payment Service Providers, PISPs and AISPs
              • AU-5 License Fees
            • HC High-Level Controls
            • GR Ancillary Service Providers General Requirements Module
          • Business Standards
          • Reporting Requirements
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 5—Specialised Licensees
  2. Specific Modules (By Type of Licensee)
  3. Type 7: Ancillary Service Providers
  4. Part A
  5. High Level Standards
  6. AU Ancillary Service Providers Authorisation Module
  7. AU-4 Information Requirements and Processes
  8. AU-4.3 [This section was moved to AU-3.2 in October 2017]
  9. AU-4.3.3
  Versions

 
  • Apr 01 2016 - Sep 30 2017
  • Oct 01 2017
‹ AU-4.3.2 AU-4.3.4 ›

AU-4.3.3

[This Paragraph was moved to AU-3.2.3 in October 2017].

Moved: October 2017
April 2016
‹ AU-4.3.2 AU-4.3.4 ›

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