High Level Standards
- AU Ancillary Service Providers Authorisation Module
-
HC High-Level Controls
- HC-A Introduction
- HC-B Scope of Application
- HC-1 The Board
- HC-2 Approved Persons Loyalty
- HC-3 Audit Committee and Financial Statements Certification
- HC-4 Appointment, Training and Evaluation of the Board
- HC-5 Remuneration of Approved Persons
- HC-6 Management Structure
- HC-7 Communication between Board and Shareholders
- HC-8 TPAs, Shari'a Advisory/Review Services, Crowdfunding Platform Operators and Other Ancillary Service Providers
-
GR Ancillary Service Providers General Requirements Module
- GR-A Introduction
- GR-B Scope of Application
- GR-C Provision of Financial Services on a Non-discriminatory Basis
- GR-1 Confidentiality
- GR-2 Books and Records
- GR-3 Publication of Documents by the Licensee
- GR-4 General Requirements for TPAs
- GR-5 General Requirements for Credit Reference Bureaus
- GR-5A [This Chapter was deleted in April 2022 and replaced with Module CFP]
- GR-5B Security Measures for Payment Service Providers Owning or Operating Cash Dispensing Machines (CDMs) or Kiosks
- GR-6 Dividends
- GR-7 Controllers
- GR-8 Close Links
- GR-9 Cessation of Business
- GR-10 Customer Complaints Procedures
- GR-11 Outsourcing Requirements
- GR-12 Information Security
- GR-12 GR-13 Fees and Charges
- GR-14 Marketing of Financial Services
- GR-15 Marketing of Financial Services
- Appendix A – Cyber Security Control Guidelines