BR-2.3.33

Past version: Effective from 01 Jan 2012 to 30 Sep 2014
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Investment firm licensees are required to obtain the approval required under Rule BR-2.3.32 above from the Capital Markets Supervision Directorate at the CBB and simultaneously notify the Financial Institutions Supervision Directorate of the same. The request must be supported by a draft proposal for private placements and addressed to the Director of Capital Markets Supervision Directorate.

Amended: January 2012
Adopted: October 2009