BR-2.3.33

Versions

Oct 01 2009 - Dec 31 2011
Jan 01 2012 - Sep 30 2014
Oct 01 2014

Past version: Effective from 01 Oct 2009 to 31 Dec 2011
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Investment firm licensees are required to obtain the approval required under Rule BR-2.3.32 above from the Capital Markets Supervision Directorate at the CBB. The request must be supported by a draft proposal for private placements and addressed to the Director of Capital Markets Supervision Directorate.

Adopted: October 2009

Location:

BR-2.3.33