BR-2.2.23

Past version: Effective from 01 Oct 2009 to 30 Sep 2015
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If, as a result of circumstances outside the investment firm licensee's knowledge and/or control, one of the changes to their controllers specified in Paragraph GR-5.1.1 is triggered prior to CBB approval being sought or obtained, the investment firm licensee must notify the CBB as soon as it becomes aware of the fact and no later than 15 calendar days after the change occurs (ref. GR-5.1.5).

Adopted: October 2009