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BR-2.2.24

As specified in Article 52 of the CBB Law, an investment firm licensee must notify the CBB of the following events:

(a) If effective control over a licensee takes place indirectly whetherby way of inheritance or otherwise.
(b) Gaining control directly as a result of any action leading to it.
(c) The intention to take any of the actions that would lead to control.
Adopted: October 2009