BR-1.4.10

Past version: Effective from 01 Jul 2010 to 30 Jun 2012
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Investment firm licensees must arrange for their external auditor to report on the licensee's compliance with the requirements contained in Module FC (Financial Crime), at least once a year, and submit the report to the CBB within four months of the licensee's financial year-end (ref. AA-3.3.1 and FC-3.3.5).

Amended: July 2010
Adopted: October 2009