BR-1.4.9

Past version: Effective from 01 Oct 2009 to 30 Jun 2010
To view other versions open the versions tab on the right

Investment firm licensees must arrange for their external auditor to report on the licensee's compliance with the requirements contained in Module FC (Financial Crime), at least once a year, and submit the report to the CBB within four months of the licensee's financial year-end (ref. AA-3.3.1 and FC-3.3.5).

Adopted: October 2009