‹ Reports Prepared by Licensee BR-1.4.2 › BR-1.4.1 Past version: Effective from 01 Oct 2009 to 30 Sep 2015 To view other versions open the versions tab on the right Investment firm licensees must submit, within 3 months of their financial year-end, a report on their controllers (ref. GR-5.1.8). Adopted: October 2009 ‹ Reports Prepared by Licensee BR-1.4.2 ›