‹ Reports Prepared by Licensee BR-1.4.2 › BR-1.4.1 Investment firm licensees must submit, within 3 months of their financial year-end, a report on their controllers (ref. GR-5.1.8 and GR-5.5.3). Amended: October 2015 Adopted: October 2009 ‹ Reports Prepared by Licensee BR-1.4.2 ›