GR-7.1.12

Past version: Effective from 01 Oct 2009 to 30 Sep 2011
To view other versions open the versions tab on the right

If a Category 2 investment firm or a Category 3 investment firm applies to the CBB for voluntary surrender of its authorization, it must ensure that suitable arrangements are in place for professional indemnity coverage, to continue in respect of any unreported claims arising from past sales or advice, in accordance with Rule GR-9.1.8.

Adopted: October 2009