GR-7.1.12

If a Category 2 investment firm or a Category 3 investment firm applies to the CBB for voluntary surrender of its authorisation, it must ensure that suitable arrangements are in place for professional indemnity coverage, to continue in respect of any unreported claims arising from past sales or advice, in accordance with Rule GR-9.1.8.

Amended: October 2011
Adopted: October 2009