RM-A.2.2
Past version: Effective from 01 Oct 2009 to 30 Jun 2010
To view other versions open the versions tab on the right
A list of recent changes made to this Module is provided below:
| Module Ref. | Change Date | Description of Changes |
| RM-1.1.11 | 04/2008 | Clarified the requirement for investment firm licensees to have a separate risk management function. |
| RM-7.3.3 | 04/2008 | Clarified that CBB prior approval is required for intra-group outsourcing. |
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RM-7.1.6, 7.1.7 and 7.1.16 |
07/2008 | Clarified that CBB prior approval is required for outsourcing arrangements. |
| RM-B.1.2 | 10/2009 | Amended to reflect applicability of Chapters RM-7 and RM-8. |
| RM-7.1.16 | 10/2009 | Amended to read approved person. |
| RM-7.3.7 | 10/2009 | New Rule added to clarify that licensees may not outsource core business activities, including internal audit, to their group. |
| RM-7.4 | 10/2009 | Updated to reflect CBB's requirements for outsourcing the internal audit function. |