RM-A.2.2
A list of recent changes made to this Module is provided below:
Module Ref. | Change Date | Description of Changes |
RM-1.1.11 | 04/2008 | Clarified the requirement for investment firm licensees to have a separate risk management function. |
RM-7.3.3 | 04/2008 | Clarified that CBB prior approval is required for intra-group outsourcing. |
RM-7.1.6, 7.1.7 and 7.1.16 |
07/2008 | Clarified that CBB prior approval is required for outsourcing arrangements. |