RM-A.2.2

Past version: Effective from 01 Jul 2008 to 30 Sep 2009
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
RM-1.1.11 04/2008 Clarified the requirement for investment firm licensees to have a separate risk management function.
RM-7.3.3 04/2008 Clarified that CBB prior approval is required for intra-group outsourcing.
RM-7.1.6,
7.1.7 and
7.1.16
07/2008 Clarified that CBB prior approval is required for outsourcing arrangements.