‹ HC-B.1.1 [deleted] HC-B.1.3 [deleted] › HC-B.1.2 Past version: Effective from 01 Oct 2009 to 31 Dec 2010 To view other versions open the versions tab on the right Category 3 investment firms — unless otherwise required by the CBB — are exempted from the requirements of this module. Amended: October 2009 Adopted: July 2007 ‹ HC-B.1.1 [deleted] HC-B.1.3 [deleted] ›