‹ HC-B.1.1 [deleted] HC-B.1.3 [deleted] › HC-B.1.2 Past version: Effective from 01 Jul 2007 to 30 Sep 2009 To view other versions open the versions tab on the right Category 3 investment firms — unless otherwise stated — are exempted from the requirements of this module. Adopted: July 2007 ‹ HC-B.1.1 [deleted] HC-B.1.3 [deleted] ›